30/01/2012 - Compliance Officer £130,000 Fine
Compliance Officer £130,000 Fine.
Last week, David Einhorn, manager of Greenlight Capital, was fined along with the fund a combined £7.2m over the allegations of market abuse.
The FSA has also fined Caspar Agnew, a trading desk director at JP Morgan Cazenove, £65,000 for failing to identify and act on a suspicious order from Greenlight to sell Punch shares that allowed the firm to be used to facilitate insider dealing or market abuse.
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