compliance

FSA E-Commerce Sourcebook
E-Commerce Sourcebook

The E-Commerce Directive is covered in a specialist FSA E-Commerce Sourcebook and details the minimum requirements of the Financial Services Authority with regards to Electronic Commerce Activities.

An Electronic Commerce Activity is defined as:

• “The provision of an Information Society Service from an establishment in an EEA State that is or would be a regulated activity”.

An Information Society Service is defined as:

• “An activity that is normally provided for remuneration, at a distance and provided at the individual request of the recipient”.

This FSA E-Commerce Sourcebook is therefore only relevant to firms that undertake electronic commerce activities.

Having documented and updated FSA E-Commerce Sourcebook procedures for your firm can assist in demonstrating compliance.

Our Document Pack:

We have produced a FSA E-Commerce Sourcebook document detailing the minimum requirements for firms undertaking e-commerce activities, including examples of what information should be included for your firm.

This FSA E-Commerce Sourcebook document will help you understand what is required but also demonstrate externally you are taking compliance and the e-commerce requirements seriously by researching and understanding your obligations in this area.

Record keeping and FSA notification events are also included to help you, where they are relevant.

Request compliance help today or visit our Compliance Shop and just buy what you need.