compliance

Joanne Roberts Qualifications 

Key: CII – Chartered Insurance Institute, IFS – School of Finance (Institute of Bankers), PFS - Personal Finance Society

Ordinary Level Qualifications:

• FPC 1,2 and 3 – The Financial Planning Certificate - Papers 1, 2, and 3 (CII)
• CeMAP - Certificate in Mortgage Advice and Practice - Papers 1, 2, and 3 (IFS)
• CF5 - Integrated Financial Planning (CII)
  
• CF7 - Certificate in Financial Planning and Lifetime Mortgages Activities (CII)
• CF8 - Certificate in Financial Planning and Long-Term Care Insurance (CII)
• CF9 - Pensions Simplification (CII)
• HR1 - Home Reversion Plans (CII)
• Certificate in Equity Release - Certs CII (MP & ER) - (CII)

Advanced and Degree Level Qualifications:

Chartered Financial Planner (CII) - Highest membership level of Chartered Insurance Institute

APFS - Associate Personal Financial Society, High Level membership of Personal Finance Society, Diploma Level (PFS)

AFPC - Advanced Financial Planning Certificate - 3 Advanced Papers Required (CII)

• G10 - Taxation and Trusts (CII)
• G20 - Personal Investment Planning (CII)
• G60 - Pensions (CII)
• H15 - Supervision and Sales Management (CII)
• JO1 - Tax (CII)
  
• JO2 - Trusts (CII)
  

ACoI - Associate of the Compliance Institute, High level membership, having passed Supervision examination, committment to expertise for financial services compliance on conduct of business rules