TCF Notice - FSA Roadshow Content

TCF Review - Devil is in the DetailContact us for compliance helpTCF Notice - FSA Roadshow Content

Based on the details we have been sent, roadshows run between 9.30 and 12.00 and then 1.30 to 4.30.

The roadshow information was fairly thin on the ground so we contacted the FSA for more details:

  • The first 20 minutes will be scene setting with an explanation of benefits to be gained by firms from the roadshow.
  • Firms then break out into sector sessions of 8 delegates per table to work through two case studies.
  • A spokesperson then reports back the discussions and findings.
  • The sectors are financial advisers, mortgage brokers and insurance brokers/intermediaries. You need to choose the session relating to your major area of business.

All delegates will receive a workbook and be provided with a pack of TCF related information to take away.

Elsewhere in TCF Notice - What to Expect:

TCF Notice – What to expect – Home
TCF Notice – What they send to you
TCF Notice – Documents they want from you
TCF Notice – Their assessment of you

Useful links:

Compliance documents and templates shop Money Laundering Templates, Documents and Procedures  Complaints Templates, Documents and Procedures Treating Customers Fairly Templates, Documents and Procedures Data Protection Procedures, Documents and Templates Fee Based Advice Templates, Documents and Procedures Face to face compliance visit service