ADVISER Survey
Adviser Survey - 3 questions in 30 seconds ... we need your views on the following:
Issue 1 - The FSA is immune from civil actions under the Financial Services and Markets Act 2000, paragraph 19, Schedule 1. We are campaigning for change to make them accountable.
Issue 2 - Regulatory fines for poor practice could be passed directly to the FSCS to cover client compensation costs when firms go into liquidation, many to avoid mis-selling liabilities. Fines should not be used by the FSA to subsidise its own regulatory fees. Bad guys pay for the bad guys - good guys should not pay for the bad.
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