compliance

Compliance Templates - Why Use them?

We know what it feels like to be you as we are regulated IFAs.  An unregulated compliance consultant cannot possibly understand what you and us have to go through, Compliance Templates - Why Use them?

• We know what you go through when trying to interpret the constantly changing industry rules to run a profitable business, use Compliance Templates
  
• We are multi award-winning independent financial advisers and chartered financial planners and understand what it takes to comply using Compliance Templates the wide-ranging rules to run an efficient and profitable business
• We have the necessary experience and qualifications to help you as a regulated firm
• We keep up to date on a daily basis with industry change – Compliance Templates we have to do it for our own business continuity and compliance

Compliance does not mean business prevention. Done in the right way,  it can give you an efficient, professional, solid and profitable operation.

Cost is important:

• For many firms, whom they appoint to assist with compliance comes down to one thing: money
• This is why we developed Compliance IT.com to help you keep compliance consultancy costs low

Everyone knows that compliance consultants charge by the hour and the rate is never cheap. Around £1,000 per day upwards is not unusual.

But, will the assistance you pay for add that amount of value to your business?

We work differently in terms of knowing what you need, knowing you do not want to spend a fortune but still want the same outcome – regulatory compliance with simple and easy to use procedures and Compliance Templates.

Whilst we offer fee based traditional consultancy, our compliance model has evolved with the world of technology and the needs of senior management.

We start by taking all of our face-to-face services and turn them into remote, templated and downloadable self-help services.

Doing this means you only pay for what you download, not a consultant in your office for the day. The benefit is that we develop the initial processes and documentation and sell them in a basic model for you to tailor to your firm.

Whilst you do the compliance work yourself, you gain our knowledge by using Compliance Templates and expertise in terms of what to look for and what to do.

The outcome is the same as having a consultant in your office but the costs are vastly reduced. You can still demonstrate your compliance to the Financial Services Authority at a far reduced cost.

Request compliance help today or visit our Compliance Shop and just buy what you need.