compliance

Whether you want to train to be a financial adviser or need help setting up your own FSA Authorisation practice, we can help.

As Financial Services Authority (FSA) authorised Independent Financial Advisers, we are experienced in the application process, both individually and as a firm.

In order for a firm to become directly authorised through the FSA, stringent application procedures and checks are undertaken.

Because of our vast experience with FSA Authorisation, we felt it would be beneficial to pass this on to others thinking of going it alone.

Professional FSA Authorisation Compliance Assistance:

If you would like to know what is involved in becoming directly FSA authorised, we can assist you with your application and answer any pre-application questions you may have.  Contact us to discuss your needs and for a quotation of our fees.

Low Cost FSA Authorisation Guide:

Alternatively, you can purchase our low cost FSA Authorisation guide which sets out the main structure of the industry, the difference between types of advice and what you need to do to be approved as an adviser by the FSA.

Request compliance help today or visit our FSA Authorised Compliance Shop and just buy what you need.