FSA Fees Manual
FSA Fees Manual
Fees Manual Procedures
The FSA Fees Manual applies to all firms and persons required to pay a fee or levy in relation to regulated activities. For example, fees or levies in relation to the Financial Services Authority, Financial Services Compensation Scheme or Financial Ombudsman Service.
The rules contained within the FSA Fees Manual are High Level Standards and having a full understanding of them and what your obligations are, are therefore the FSA Fees Manual is essential.
Having documented and updated FSA Fees Manual procedures for your firm can assist in demonstrating FSA compliance.
We have produced a set of FSA Fees Manual Procedures detailing the FSA Fees Manual, including examples of what information should be included for your firm.
These FSA procedures will help you understand what is required but also demonstrate externally you are taking FSA compliance seriously by researching and understanding your obligations in this area.
Record keeping and FSA notification events are also included to help you, where they are relevant.
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