Latest News
Habib Bank £0.5m Money Laundering Controls Fine
[21 May 2012] - Habib Bank £0.5m Money Laundering Controls Fine. Habib Bank AG Zurich has been fine £525,000 and its former Money Laundering Reporting Officer Syued Itrat Hussain has been fined £17,500 by the Financial Services Authority (FSA) for failure to take reasonable care to establish and maintain adequate anti-money laundering systems and controls. ... More...
Free 28 Page RDR Guide
[18 May 2012] - Free 28 Page RDR Guide. Our compliance experts and fellow IFAs and Chartered Financial Planners Joanne Roberts and Ashley Clark have ... More...
Ssshhh We Won An Award Tell No One - FSA
[17 May 2012] - Ssshhh We Won An Award Tell No One - FSA. Final guidance published by the Financial Services Authority (FSA) on financial ... More...
FSCS Lawyers Data Protection Breach
[16 May 2012] - FSCS Lawyers Data Protection Breach. A report in both FT Adviser and Money Marketing has suggested that Law firm Herbert Smith ... More...
Solicitor IFAs Regulator Co-operation
[15 May 2012] - Solicitor IFAs Regulator Co-operation. A variety of regulatory bodies from the ... More...
MAS Pay Scale Review
[14 May 2012] - MAS Pay Scale Review. The Money Advice Service (MAS) is planning ... More...
FSA Draft Rules For Stress Test Planning
[11 May 2012] - FSA Draft Rules For Stress Test Planning. The Financial Services Authority ... More...
Investment Losses Not Complaint Grounds
[10 May 2012] - Investment Losses Not Complaint Grounds. The Complaints Commissioner has rejected a ... More...
