Latest News
Adviser FSCS 2012 Bill Could Be £73 Million
[03 February 2012] - Adviser FSCS 2012 Bill Could Be £73 Million. The Financial Services Compensation Scheme (FSCS) has set its 2012 13 annual levy for financial advisers at £33 million, but has warned they could also face a further interim levy of £40 million. The levy relates to compensation for claims on Keydata, Arch ... More...
FCA And PRA Guess Who Gets The Bill?
[02 February 2012] - FCA And PRA Guess Who Gets The Bill?. The Financial Services Bill will see the Financial Services Authority (FSA) replaced by ... More...
Ombudsman To Publish Complaint Firm Names
[01 February 2012] - Ombudsman To Publish Complaint Firm Names. The Financial Ombudsman Service (FOS) is sticking to its plans to include the names of ... More...
Sants Ducks Blame Over RBS Fiasco
[31 January 2012] - Sants Ducks Blame Over RBS Fiasco. Giving evidence to the Treasury Select Committee, Financial Services Authority (FSA) chief executive Hector Sants ... More...
Compliance Officer £130,000 Fine
[30 January 2012] - Compliance Officer £130,000 Fine. Alexander Ten-Holter, trader and former compliance officer ... More...
RDR Will Damage OMO Annuity Advice
[27 January 2012] - RDR Will Damage OMO Annuity Advice. Campaigner Baroness Greengross is to ... More...
FSA Fines US Hedge Fund 7 Million
[26 January 2012] - FSA Fines US Hedge Fund 7 Million. David Einhorn, the owner ... More...
FSA No Fault In RBS Failure
[25 January 2012] - FSA No Fault In RBS Failure. According to Sir David Walker, ... More...
