News Archives
Date |
Title |
|---|---|
| November 2011 | |
| 15/11/2011 | FSA Confirms IFAs Must Service For Trail.
The Financial Services Authority (FSA) are sticking with the rules it proposed at the beginning ... |
| 14/11/2011 | Legal And General In Cofunds Bid.
According to reports, Legal & General (L&G) are bidding to acquire Cofunds. The Sunday Telegraph ... |
| 11/11/2011 | FSCS Refunds To Gabriel Mistake IFAs.
The Financial Services Compensation Scheme (FSCS) have begun to start refunding companies that were successful in ... |
| 10/11/2011 | FSA Confirms Client Cancellation Fee Refund For RDR.
The Financial Services Authority (FSA) has issued new guidance on adviser charging, which will ... |
| 09/11/2011 | Bank Of England Accountability.
A Treasury Select Committee (TSC) report is calling for the Bank of England (BoE) to be more accountable ... |
| 08/11/2011 | FSA Delay On Pension RDR Disclosure Rules.
The Financial Services Authority (FSA) has issued its final rules for data collection and product ... |
| 07/11/2011 | EU Says RDR Commission Ban OK.
According to an unnamed spokesperson for the European Commission (EC), a UK ban on the payment ... |
| 04/11/2011 | Shock News Turner Does Not Want Accountability.
According to the Financial Services Authority (FSA) chairman Adair Turner, any changes to make regulators ... |
| 03/11/2011 | Nucleus Execution Only Platform.
Nucleus will be offering a new version of its platform, which will allow advisers to offer an execution-only ... |
| 02/11/2011 | Church Backs Financial Transactions Tax.
In a recent report in the Financial Times, the Archbishop of Canterbury, Dr rowan Williams has backed ... |
| 01/11/2011 | HMRC Confirms No VAT IF Product Sold.
Under draft guidance published by HM Revenue & Customs (HMRC), if a customer agrees to ... |
| October 2011 | |
| 31/10/2011 | FSA Fees To Attack Income.
The Financial Services Authority (FSA) has published a consultation paper on regulatory fees and levies for 2012/13. ... |
| 28/10/2011 | FSA Reviewing IFA Fees.
The Financial Services Authority (FSA) have published a consultation paper which proposes to change the way it calculates ... |
| 27/10/2011 | Credit Suisse Fined 6 Million.
Credit Suisse has been fined £5.95m by the Financial Services Authority (FSA) for systems and control failings ... |
| 26/10/2011 | MPs Tackle FSA On Arch Cru.
The Financial Services Authority (FSA) is to be quizzed by MPs regarding the size of its ... |
| 25/10/2011 | Self Employed Adviser Is Employed.
An employment tribunal in Southampton has ruled that a self-employed IFA should be considered an employee. ... |
| 24/10/2011 | MAS Cannot Advise On Simplified Products.
The Treasury has confirmed that the Money Advice Service (MAS) will not be allowed to advise ... |
| 21/10/2011 | MiFID 2 Still Contradicts RDR On Commission.
Published yesterday, the latest draft rules for MiFID 2 still appear to support the fact ... |
| 20/10/2011 | Replace TCF With Legal Best Interests Duty.
According to Adam Phillips, head of the Financial Service Authority’s (FSA) consumer panel, the regulator’s ... |
| 19/10/2011 | More Small Firm Reviews By FSA.
Following previous roadshows and assessments as part of their treating customers fairly campaign, the Financial Services ... |
| 18/10/2011 | FOS Complaints Down.
In the 3 months to September, complaints to the Financial Ombudsman Service (FOS) in connection with payment protection insurance ... |
| 17/10/2011 | Trail Commission Cut Anger.
According to Mortgage Strategy, Paymentshield have sent letters to a number of brokers advising them that from 1 ... |
| 14/10/2011 | FSCS Levy Dodge With EU Passporting.
According to the Federation of European IFAs (Feifa), IFA firms that consider ‘passporting’ will not avoid ... |
| 13/10/2011 | FSCS Sues IFAs For Keydata Compensation.
The Financial Services Compensation Scheme (FSCS) are suing IFAs who sold Keydata products in an attempt ... |
| 12/10/2011 | FSA Appeal Results In Bigger Fine.
The Financial Services Authority (FSA) have given 2 previously banned mortgage advisers higher penalties after they ... |
