News Archives
Date |
Title |
|---|---|
| February 2012 | |
| 03/02/2012 | Adviser FSCS 2012 Bill Could Be £73 Million.
The Financial Services Compensation Scheme (FSCS) has set its 2012/13 annual levy for financial ... |
| 02/02/2012 | FCA And PRA Guess Who Gets The Bill?.
The Financial Services Bill will see the Financial Services Authority (FSA) replaced by the ... |
| 01/02/2012 | Ombudsman To Publish Complaint Firm Names.
The Financial Ombudsman Service (FOS) is sticking to its plans to include the names of businesses ... |
| January 2012 | |
| 31/01/2012 | Sants Ducks Blame Over RBS Fiasco.
Giving evidence to the Treasury Select Committee, Financial Services Authority (FSA) chief executive Hector Sants tried ... |
| 30/01/2012 | Compliance Officer £130,000 Fine.
Alexander Ten-Holter, trader and former compliance officer at Greenlight Capital, has been fined £130,000 by the Financial Services ... |
| 27/01/2012 | RDR Will Damage OMO Annuity Advice.
Campaigner Baroness Greengross is to lobby senior Government ministers over concerns that people with small pension ... |
| 26/01/2012 | FSA Fines US Hedge Fund 7 Million.
David Einhorn, the owner of the the US hedge fund Greenlight Capital has been fined ... |
| 25/01/2012 | FSA No Fault In RBS Failure.
According to Sir David Walker, one of the people put in charge of preparing a report ... |
| 24/01/2012 | UCIS May Be Marketed By IFAs.
Restrictions on the marketing of unregulated collective investment schemes (UCIS) to retail investors is to be ... |
| 23/01/2012 | Adviser Non Disclosure Blocks Employment Move.
A financial adviser who had his application to join a new firm rejected by the Financial ... |
| 20/01/2012 | Legacy Commission Ban Will Hit Ongoing Service.
The Financial Services Authority’s (FSA’s) consultation last November on the treatment of legacy assets confirmed ... |
| 19/01/2012 | Too Many IFAs Still Not Planned For RDR.
Research by Aim Two Three, has revealed that 23% of firms questioned have not ... |
| 18/01/2012 | FSA To Review FSCS Funding.
The Financial Services Authority (FSA) has confirmed it will undertake a review of the Financial Services Compensation ... |
| 17/01/2012 | PPI Complaints Rocket.
In the last 3 months of 2011, the Financial Ombudsman Service (FOS) received 55,907 complaints, which is an ... |
| 16/01/2012 | TSC Confirm No FSA Accountability Is The Problem.
We told them so in our lobbying. See our TSC FSA Accountability Campaign.
The ... |
| 13/01/2012 | FSA Investigating Investment Suitability Advice.
The Financial Services Authority (FSA) will be be conducting reviews of small firms later this year, following ... |
| 12/01/2012 | Fifth Of IFAs Still Totally Commission Based.
Research carried out by support provider Aim Two Three suggests that almost a fifth of ... |
| 11/01/2012 | Domain Name Revolution.
Applications will soon open for new top-level domains. From tomorrow, it will be possible to register almost any ... |
| 10/01/2012 | FSA Loses IFA Harassment Court Block.
The Financial Services Authority (FSA) has lost its case to quash a case brought by a ... |
| 09/01/2012 | FOS Increase Free Case Limit To 25.
The Financial Ombudsman Service (FOS) is proposing to increase the number of free cases that ... |
| 06/01/2012 | Insurers Unite On Adviser Charging Approach.
Aegon, Friends Life, Legal & General, Prudential and Scottish Life have joined forces and produced a ... |
| 05/01/2012 | 160 Million Compensation in 2011.
According to City law firm Freshfields Bruckhaus Deringer, firms regulated by the Financial Services Authority (FSA) paid ... |
| 04/01/2012 | Jobs For The Boys FSCS Boss CBE.
David Hall, chairman of the Financial Services Compensation Scheme (FSCS) has been awarded a CBE ... |
| 03/01/2012 | AIFA In FOS Levy Lobby.
The Association of IFAs will continue their ongoing talks with the Financial Ombudsman Service (FOS) this year ... |
| December 2011 | |
| 21/12/2011 | Non Advised Sales Ban Great For IFAs.
As part of the Mortgage Market Review, the Financial Services Authority (FSA) is proposing that ... |
